SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Shaw John William

(Last) (First) (Middle)
1005 E. LAS TUNAS DR. #116

(Street)
SAN GABRIEL CA 91776

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/28/2022
3. Issuer Name and Ticker or Trading Symbol
SAFE & GREEN HOLDINGS CORP. [ SGBX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 2,414,000 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Call Option Contract (right to purchase) (1) 05/19/2023 Common Stock 110,000 1 D
Call Option Contract (right to purchase) (1) 05/19/2023 Common Stock 60,000 2 D
Call Option Contract (right to purchase) (1) 05/19/2023 Common Stock 30,000 3 D
Call Option Contract (right to purchase) (1) 08/18/2023 Common Stock 427,000 1 D
Call Option Contract (right to purchase) (1) 08/18/2023 Common Stock 107,500 2 D
Put Option Contract (obligation to purchase) (1) 05/19/2023 Common Stock 185,800 1 D
Put Option Contract (obligation to purchase) (1) 05/19/2023 Common Stock 533,300 2 D
Put Option Contract (obligation to purchase) (1) 08/18/2023 Common Stock 577,000 1 D
Put Option Contract (obligation to purchase) (1) 08/18/2023 Common Stock 10,000 2 D
Call Option Contract (obligation to sell) (1) 08/18/2023 Common Stock 90,000 3 D
Call Option Contract (obligation to sell) (1) 08/18/2023 Common Stock 10,000 4 D
Explanation of Responses:
1. Denotes option exercisable at any time prior to the expiration date.
Remarks:
Additionally, Reporting Person has a family member named Leo Shaw that Reporting Person believes owns approximately 382,500 shares of common stock, or approximately 3.174% of the Issuer (SGBX). Reporting Person has no ability to verify the actual ownership of Leo Shaw in SGBX. Reporting Person has no pecuniary interest in the securities owned by Leo Shaw and disclaims beneficial ownership in any of the shares owned by Leo Shaw. Reporting Person and his family member do not jointly vote their shares.
/s/ John William Shaw 03/28/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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