SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP


Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Galvin Paul M.

(Last) (First) (Middle)
C/O SAFE & GREEN HOLDINGS CORP.,
990 BISCAYNE BLVD., #501, OFFICE 12

(Street)
MIAMI, FL 33132

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SAFE & GREEN HOLDINGS CORP. [ SGBX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
11/23/2022
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Rule 10b5-1(c) Transaction Indication

  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/16/2023 J(1) 1,000 D $1.161 878,533 D
Common Stock 02/17/2023 J(1) 1,890 D $1.1302 876,643 D
Common Stock 02/17/2023 J(1) 1,787 D $1.137 874,856 D
Common Stock 02/21/2023 J(1) 151 D $1.101 874,705 D
Common Stock 02/22/2023 J(1) 3 D $1.1246 874,702 D
Common Stock 02/28/2023 J(1) 1,400 D $1.083 873,302 D
Common Stock 03/01/2023 J(1) 4,763 D $1.0797 868,539 D
Common Stock 03/02/2023 J(1) 463 D $1.07 868,076 D
Common Stock 03/03/2023 J(1) 2,361 D $1.0622 865,715 D
Common Stock 03/06/2023 J(1) 565 D $1.02 865,150 D
Common Stock 03/07/2023 J(1) 1,100 D $1.0018 864,050 D
Common Stock 03/08/2023 J(1) 1,967 D $0.9995 862,083 D
Common Stock 03/09/2023 J(1) 1,312 D $0.9993 860,771 D
Common Stock 03/10/2023 J(1) 600 D $0.94 860,171 D
Common Stock 03/13/2023 J(1) 707 D $0.8972 859,464 D
Common Stock 03/14/2023 J(1) 1,100 D $0.8911 858,364 D
Common Stock 03/15/2023 J(1) 300 D $0.8989 858,064 D
Common Stock 03/16/2023 J(1) 401 D $0.8586 857,663 D
Common Stock 03/17/2023 J(1) 1,220 D $0.8365 856,443 D
Common Stock 507 I(2) TAG Partners, LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations.
2. Held by TAG Partners, LLC. Due to his position with TAG Partners, LLC, Mr. Galvin may be deemed to be a beneficial owner of common stock held by TAG Partners, LLC. Mr. Galvin disclaims any beneficial ownership of the shares referenced to herein except to the extent of his pecuniary interest therein.
/s/ Paul M. Galvin 05/10/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.